EGI Financial Legal Disclosures

As a Registered Investment Advisor, EGI Financial, Inc. is regulated by the Securities and Exchange Comminnion (SEC) - a unit of the US government created by the Securities Exchange Act of 1934 and by the Ohio Division of Securities. These regulators provide extensive investor protection and educational information on thier websites.

EGI Financial provides the following regulatory disclosures for clients and prospective clients:

EGI Code of Ethics Rules of ethics and procedures our firm has established to protect clients, employees and affiliates.

Privacy Policy We are serious about the security of your personal and financial information. Click HERE to view an SEC form describing your rights relative to personal information our firm may collect.

Business Continuation Plan Description of our firm's plans in the event of a business disruption

ADV Part II Firm Brochure, February 2017 Our firm's annual amendment for registration with the SEC and State of Ohio and Our firm's marketing and legal disclosure document.